CORE handles all initial regulatory setup and ensures ongoing adherence to SEC requirements. Our CCO is your CCO. From registration and documentation to training and audits, we build compliance into the firm’s foundation and support its evolution.

CORE designs and executes a tech stack that’s secure, streamlined, and scalable. Hardware provisioning includes a standardized equipment bundle coordinated with an IT partner. Systems are configured to meet SEC cybersecurity standards. Advisors are trained on their full tech ecosystem before launch.

We don’t just support your operations—we strengthen them. CORE works directly with your team to assess, streamline, and document workflows, while training your internal staff for greater ownership and confidence in daily systems.

We own the billing process in your Portfolio Management System, including reconciliation.

CORE ensures accurate and timely billing without draining internal ops.